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Can retail participate in “Retail Shortfall Bookbuild” such as ANZ?

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Question asked

Can retail participate in “Retail Shortfall Bookbuild” such as ANZ?

Hi Team General question (or ANZ specifically) Can we or how can retail investors participate is a retail shortfall bookbuild? Paul

Answer

Hi Paul,

Sophisticated investors can participate through a broker if that broker has access to the deal, so this is on a case by case basis. Through Shaw & Partners, we had access to the ANZ institutional shortfall however this is not always the case. You can of course open an account with Harry & I at Shaw to participate in future deals if they are available – we’d love to have you on board!

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